KPLTKatapult Holdings, Inc. · NASDAQ Global Market
Effective Supply — the real overhang

From what's tradeable today to what's realistically coming. Bigger = more selling pressure ahead.

20.43M
Reported Float
6.45M
Tradeable Now
(estimated float)
▲ data says 20.43Moverstated 3.2×
6.45M
Effective Supply
96.64M
Fully Diluted
Dilution risk6/10
CONFIDENCE: LOW
ELEVATEDAssessed Aug 29, 2026Trigger: ReassessmentCRITICALRestricted-share unlock via mandatory resale registrationCRITICALExtreme share count growth (16x in 30 days)

The pure rubric weighting produces ~3.7: there are ZERO convertible instruments or preferred outstanding post-Closing (the 65,000 Hawthorn Series A/B shares were repurchased 2026-08-11 with MidCo Term Loan proceeds, and the $8.7M embedded derivative was extinguished), warrant overhang is trivial (244,146 CCFI warrant shares = 0.3% of outstanding; all public, private and Hawthorn warrants are gone), and the new TopCo/MidCo/TMX debt stack carries NO equity conversion feature. That clean instrument picture is genuinely bullish for structural dilution. The score is adjusted upward to 6 for one reason the base rubric under-weights: 76,765,355 shares — roughly 12x the estimated tradeable float — were issued unregistered on 2026-08-11 and MUST be registered for resale within 45 days of Closing (~2026-09-25), with demand and piggyback rights attached. That is not classic dilution (the shares already exist and are already in the outstanding count) but it is the single largest float-expansion mechanism available, and it is calendared. Score would be 3 without it and 9 if those shares were already registered and unrestricted.

Share Structure

Float to Fully Diluted Breakdown

LIKELY STALE

Reported float from Insight Sentry (NASDAQ:KPLT) — 1,163,305 float against 4,972,405 shares outstanding, price $5.69, market cap $28.3M. Adjusted based on SEC filing analysis.

Float Discrepancy: our SEC analysis shows 6.45M vs 20.43M reported — overstated 3.2×

The Insight Sentry feed (float 1,163,305; shares outstanding 4,972,405; market cap $28.3M at $5.69) is PRE-MERGER and materially wrong on every line. It has missed: (1) the 2026-08-11 closing of the CCFI/Aaron's mergers, which issued 81,841,302 new shares and took outstanding from ~5.0M to ~87.4M — a ~16x increase; (2) the Hawthorn cashless exercise of 646,264 private warrants; (3) the repurchase ...

Reported Float20.43M21.1%
Float Adjustments5.28M5.5%
0 sharesHIGH

SANITY CHECK PASSED on baseline scale: reported float (1,163,305) is well below reported shares outstanding (4,972,405) and both are post-1:25-reverse-split (2023-07-28), so no split re-scaling is required. HOWEVER the entire feed is pre-merger and stale — it does not reflect the 2026-08-11 Closing.

Source: MARKET_DATA (Insight Sentry) vs XBRL cover page 2026-07-31

+207K sharesMEDIUM

Shares issued between 2026-05-04 and 2026-07-31 (XBRL deterministic delta: 4,765,058 -> 4,972,405, +207,347 / +4.4%) — consistent with RSU settlement and pre-closing equity issuance; some portion is affiliate-held and not fully free-trading

Source: XBRL EntityCommonStockSharesOutstanding share_count_delta; 10-Q filed 2026-08-04 cover page

+5.08M sharesLOW

Estimated merger-consideration shares issued under the EFFECTIVE S-4 (333-296909) rather than under the Section 4(a)(2) private-placement exemption: 81,841,302 total merger shares issued less 76,765,355 stated as unregistered = ~5,075,947 registered shares, which would be free-trading in the hands of non-affiliates immediately

Source: 8-K filed 2026-08-11 Items 2.01/3.02 (58,516,558 + 11,011,927 + 11,369,237 + 943,580 issued; 76,765,355 unregistered)

0 sharesMEDIUM

Hawthorn cashless exercise of 646,264 private warrants at Closing — shares ISSUED but restricted securities held by a former 5%+ preferred holder/lender; EXCLUDED from tradeable float

Source: 424B3 2026-07-07 (Hawthorn Side Letter); 8-K 2026-08-11

0 sharesHIGH

76,765,355 merger shares issued unregistered under Section 4(a)(2) — Rule 144 restricted, NOT free-trading until the resale registration statement goes effective; EXCLUDED from tradeable float (carried in pending_overhang instead)

Source: 8-K filed 2026-08-11, Item 3.02 and Registration Rights Agreement

Other499K0.5%
Warrants244K shares
Options / RSUs255K shares
≈ Estimated Actual Float

Reported float + filing adjustments

6.45M

LOW confidence

Pending Shares as % of Float1,339.7%

Registered and convertible shares that could enter the float relative to current float size.

Fully Diluted96.64M100%

Share estimates are approximate. Convertible share counts based on current price. Review SEC filings for exact terms.

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Dilution profile
Reverse splits
  • 1-for-25·Jul 28, 2023~3 yr ago
Active mechanisms
  • Pending resale registration statement covering 76,765,355 restricted merger shares — filing deadline ~2026-09-25 under the Registration Rights Agreement
  • Katapult 2026 Equity Incentive Plan — at least 9,000,000 shares authorized (approved by stockholders 2026-08-06), ~10.3% of outstanding, with $12.3M+ of RSUs already granted to Hanson, Miller, Falkenstein and Baker
  • 244,146 shares subject to assumed CCFI Warrants
  • 255,149 legacy options (WAEP $6.97) and 97,135 unvested legacy RSUs
  • $78.0M undrawn delayed-draw capacity under the TopCo Term Loan (debt, non-dilutive, but 5% PIK accretes principal)

Market Data

Price

$9.16

Market Cap

$45.57M

Outstanding

4.97M

Float

20.43M

Avg Volume

128.1K

Exchange: NASDAQ|Source: Insight Sentry